INSURANCE REGULATION 66 INSIDER TRADING OF DOMESTIC STOCK INSURANCE COMPANY EQUITY SECURITIES.

230-RICR-20-45-5 INACTIVE RULE

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Title	230	Department of Business Regulation (includes the Office of the Health Insurance Commissioner)
Chapter	20	Insurance
Subchapter	45	Financial Standards and Corporate Operations
Part	5	INSURANCE REGULATION 66 INSIDER TRADING OF DOMESTIC STOCK INSURANCE COMPANY EQUITY SECURITIES.

Type of Filing	Technical Revision
Regulation Status	Inactive
Effective	12/19/2001 to 12/19/2001

Regulation Authority:

R.I. Gen. Laws § 27-1-33.

Purpose and Reason:

(a) For the purpose of determining whether the equity securities of an issuer are held of record by one hundred or more persons, securities shall be deemed to be “held of record” by each person who is identified as the owner of such securities on records of security holders maintained by or on behalf of such issuer, subject to the following conditions:

ACTIVE RULE Periodic Refile - effective from 01/04/2022

INACTIVE RULE Technical Revision - effective from 12/19/2001 to 01/04/2022

INACTIVE RULE Technical Revision - effective from 12/19/2001 to 12/19/2001

INACTIVE RULE Periodic Refile - effective from 12/19/2001 to 12/19/2001

Rulemaking Documents are organized by document type and are part of this rule’s rulemaking record (R.I. Gen. Laws § 42-35-2.3). If multiple documents of the same type are listed below, each is a unique document. If there are multiple Public Notice of Proposed Rulemaking documents, view each document to identify the most recently amended version, as it may be amended at any point during the Public Comment Period.

There are no electronic rulemaking documents for rules filed prior to August 14, 2018. For rulemaking documents for rules filed prior to this date, please contact the appropriate agency's Rules Coordinator.