INSURANCE REGULATION 66 INSIDER TRADING OF DOMESTIC STOCK INSURANCE COMPANY EQUITY SECURITIES.
|Title||230||Department of Business Regulation (includes the Office of the Health Insurance Commissioner)|
|Subchapter||45||Financial Standards and Corporate Operations|
|Part||5||INSURANCE REGULATION 66 INSIDER TRADING OF DOMESTIC STOCK INSURANCE COMPANY EQUITY SECURITIES.|
|Type of Filing||Technical Revision|
|Regulation Status||Inactive View Active Rule|
|Effective||12/19/2001 to 12/19/2001|
Regulation Authority :
R.I. Gen. Laws § 27-1-33.
Purpose and Reason :
(a) For the purpose of determining whether the equity securities of an issuer are held of record by one hundred or more persons, securities shall be deemed to be “held of record” by each person who is identified as the owner of such securities on records of security holders maintained by or on behalf of such issuer, subject to the following conditions: