INSURANCE REGULATION 66 INSIDER TRADING OF DOMESTIC STOCK INSURANCE COMPANY EQUITY SECURITIES.


230-RICR-20-45-5 INACTIVE RULE

There is no interactive regulation text for this version of this Part. Use the “Regulation” tab to view the text of this Part.
Title 230 Department of Business Regulation (includes the Office of the Health Insurance Commissioner)
Chapter 20 Insurance
Subchapter 45 Financial Standards and Corporate Operations
Part 5 INSURANCE REGULATION 66 INSIDER TRADING OF DOMESTIC STOCK INSURANCE COMPANY EQUITY SECURITIES.
Type of Filing Technical Revision
Regulation Status Inactive View Active Rule
Effective 12/19/2001 to 12/19/2001

Regulation Authority :

R.I. Gen. Laws § 27-1-33.

Purpose and Reason :

(a) For the purpose of determining whether the equity securities of an issuer are held of record by one hundred or more persons, securities shall be deemed to be “held of record” by each person who is identified as the owner of such securities on records of security holders maintained by or on behalf of such issuer, subject to the following conditions:

There are no electronic rulemaking documents for rules filed prior to August 14, 2018. For rulemaking documents for rules filed prior to this date, please contact the appropriate agency's Rules Coordinator.